ONE WEEK CERTIFICATION PROGRAM LEADING TO THE AWARD OF CERTIFIED COMPLIANCE PROFESSIONAL (CCP):

COMMENCEMENT: March 18, 2019.

COURSE OBJECTIVES

  • To ensure participants are equipped with the skills and knowledge to perform compliance functions in their various institutions.
  • To prepare participants for the certification required by regulator within the industry.
  • To articulate properly the spirit, purpose, principles and doctrines of AML/CFT compliance
  • To expose participants to the international best practices associated with AML/CFT compliance policies, programs, procedures and processes.
  • To up-skill participants with the emerging issues and trends in AML/CFT Compliance
  • To expose participants to the most effective and efficient model for compliance administration in the bank
  • To provide participants with the right application to promote needed compliance culture in the bank
  • To award professional certification to successful participants who pass the program examination.

PROGRAM OF EVENTS

Day 1       Module 1

                    The Spirit & Fundamentals of AML/CFT Compliance

Module 2

                    The Structure and Standards of AML/CFT Compliance

Module 3

The FATF Recommendations, the Legislative and Statutory Framework
Break-out session

Day 2       Group Presentation 

Module 4

The 8 Pillars of AML/CFT Compliance

Module 5

Risk Assessment in AML/CFT Compliance and the Risk-Based Approach to AML/CFT Compliance

Module 6

Compliance and Governance Administration & Management
Break-out session

Day 3       Group Presentation 

Module 7

Customer Due Diligence: Principles and Procedures

Module 8

Managing PEPs and High Risk Customers

Module 9

Ascertaining Ultimate Beneficial Owners (UBO)
Break-out session

Day 4       Group Presentation 

Module 10

Understanding the Redflags of Suspicious Activities

Module 11

Internal Investigation Procedure, Enhanced Due Diligence (EDD), Reporting Framework for STR/SAR, Handling Law Enforcement Agency Requests and Preparing for court summon and legal proceedings.

Module 12

Emerging Issues & New Technologies
Break-out session

 Day 5      

  • Wrap-up and Revision
  • Certification Examination (3hours)
  • Certification and closing

VENUE:      Compliance Academy
Ground Floor, Foresight House (Opposite Elephant House)
163/165 Broad Street, By Marina Waterfront
Lagos Island,
Lagos, Nigeria.

DURATION:     One Week

FEES:               USD $1,000 (One thousand US dollars)

TARGET AUDIENCE

  • Compliance Officers
  • Legal Officers
  • Control Officers
  • Audit Staff

OUR APPROACH

The programs shall be instructor-led classroom format using lectures, power-point presentations, interactive sessions, group discussions, role playing and case studies.

Our methodology includes knowledge transfer, sessions self-reflection sessions and group reflection sessions.