Identify the 4 components of Compliance I. Policies, Programs II. Processes, Procedures III. Manual, Policies IV. Law, Regulations
What is the risk of non-compliance an organization is exposed to?
The first FATF issued report named “The FATF Forty Recommendations” which served as a worldwide framework to combat ML, was issued in what year?
Training is addressed in what part of NICOM AML/CFT Regulations 2013
How best can an organization manage a compliance risk?
What is the fine for violation of Section 6 of MLPA 2011 (as amended)
What is the fine for violation of Section 15 of MLPA 2011 (as amended)
Below are regarded as compliance functions except?
Part 3 of NICOM AML/CFT Regulations 2013 addresses -----------
------------------ is the management of regulatory risk
